Course Curriculum

1.0 CE Credit - approved in AB, SK, MB, BC, ON, QC

  1. Double Exposure: How Cyber Threats & Compliance Gaps Put Advisors at Risk

  2. A: Course Orientation

  3. B: Introduction & Regulatory Context

  4. C: Compliance Risk: Where Advisors Go Wrong

  5. D: Cyber Risk for Financial Advisors

  6. Top Cyber Threats Facing Advisors Today

What You'll Learn

  • How cyber incidents create compliance exposure

    includes why breaches often trigger audits, file reviews, and suitability investigations.

  • The rising cyber threats targeting advisors

    includes AI‑driven fraud, phishing, deepfakes, social engineering, and weak cyber‑hygiene habits.

  • Practical tools and risk‑reduction strategies

    from MFA and data encryption to red‑flag detection, secure communication, and strong file documentation.