Course Curriculum

1.0 CE Credit - approved in AB, SK, MB, BC, ON, QC

  1. Understanding Errors & Omissions (E&O) Insurance for Financial Advisors

  2. A: Course Orientation & Learning Objectives

  3. B: Introduction to E&O Insurance

  4. C: Regulatory Investigations and Complaints

  5. D: Factors That Influence Premiums

  6. E: Optional Coverages and Enhancements

What You Will Learn

Key features and learning components designed to enhance your understanding and practical application.

  • Understand the essentials of E&O insurance — what it covers, common exclusions, and how claims‑made policies work.

  • Identify real‑world risk exposures through common claim scenarios and learn how legal defense, settlements, and policy limits operate.

  • Strengthen your practice with proven risk‑management habits, including better documentation, communication, and compliance awareness.